COMP 6200 - Compliance Program Design and Management

This course will introduce students to the design, implementation, and assessment of a compliance program. Students will explore different compliance frameworks for examining the components of an effective compliance program. Topics covered will include, but are not limited to, regulatory environments, risk appetite, and behavioral factors that must be considered to build, maintain, and promote an organizational culture of ethics and compliance.

Prerequisite/Corequisite:
Prerequisite: Must be enrolled in a graduate program (degree or certificate)

Hours:
3